This case study synthesizes interview data with other sources to paint a descriptive picture of governance and related issues facing Texas' higher education system. It is based on documents gathered from public offices, higher education institutions and relevant publications. Interviews with state officials, education administrators, board members, faculty, and staff took place in May, July and September of 1995.



State Context

Political Culture
Issues for Higher Education

With over 18 million residents, Texas is the second most populous state in the country. It is a very diverse state (25 percent Hispanic, 12 percent African-American, 2 percent Asian) with a rapidly growing Hispanic population. The population in Texas grew by more than 2.76 million people in the 1980s, a 19.4 percent increase, compared to a 9.8 percent increase nationally. Only California and Florida experienced greater growth in that decade. Texas' population is projected to increase by an additional eight percent between 1995 and 2000, with the greatest growth continuing to be concentrated in urban areas.

Compared to the six other study states, Texas residents are relatively young and poor. As Table 1 indicates, Texas has the highest percentage of its population (39 percent) under the age of 24, and ranks at the bottom of case study states in terms of per capita income. In addition, when measured by Aid to Families with Dependent Children, poverty in Texas is higher than in any of the 50 states. While Texas is second among states in this study in the percentage of the population with a baccalaureate degree and about average in percentage of the population with a graduate degree, it also has the highest dropout rate (with Florida) of the study states and one of the nation's highest illiteracy rates (33 percent). Texas is first among states in this study in percentage of the population who do not speak English in the home.

Table 1
Contextual Variables for Texas Compared to Selected States
(Numbers in Parentheses Represent Rank Among the Seven Study States)
Contextual Variables
High
(1-2)
Average
(3-5)
Low
(6-7)
U.S.
Average
Population (in Millions) (1995)
18.7 (2)
Per Capita Income (in Thousands) (1995)
20.7 (7)
22.8
Potential Tax Revenue (1995-96)**
93 (5)
100
New High School Graduates per 1,000 population (1995-96)?
9.6 (3)
9.4
Role of Private Higher Education§
Limited
Role of Governor*
Weak
% of Population with Associate Degree (1990)
5.2 (6)
6.2
% of Population with Baccalaureate Degree (1990)
13.9 (2)
13.1
% of Population with Graduate or Professional Degree (1990)
6.5 (4)
7.2
% of Population 24 Years Old or Younger (1995)
39.1 (1)
25.5
% of Population that is Anglo (1990)
75.2 (4)
80.3
% of Population Who Do Not Speak English in Home (1990)
25.4 (2)
13.8
% of Population in Poverty (1994)
19.1 (1)
14.5
High School Dropout Rate (1992 to 1994 Average)
12.1 (1)
9.0
* This figure is expressed as an Index: National Average = 100.

Sources: Unless otherwise noted, data are drawn from Chronicle of Higher Education Almanac 43, no. 1 (September 1996), pp. 98-99.
*
From K. Halstead, State Profiles for Higher Education 1978 to 1996: Trend Data (Washington, D.C.: Research Associates of Washington, 1996), pp. 85, 88.
§ From Task Force on State Policy and Independent Higher Education, The Preservation of Excellence in American Higher Education: The Essential Role of Private Colleges and Universities (Denver: Education Commission of the States, 1990), pp. 30-32.
* From J. M. Burns, J. W. Peltason, and T. E. Cronin, State and Local Politics: Government by the People (Englewood Cliffs, NJ: Prentice-Hall, 1990), p. 113.


In the mid-1980s, Texas underwent a widespread recession as a result of the depression in the oil and gas industry. The economy has been recovering in the 1990s, while the rest of the country was in a recession. The state has been able to diversify its economy, particularly by attracting many companies moving from California in the early 1990s. Diversification and growth contribute to what many describe as a generally healthy economy in the state right now. Growth, however, is much slower than it has been, and with increasing demands on state services, the competition for state resources is intensifying.

There is no state personal or corporate income tax in Texas, and most of the state's revenue comes from sales and property taxes. In the past, a great deal of revenue was generated from a tax on natural resources, and as this has decreased, property taxes have increased. The lack of an income tax, say some of our respondents, makes it very difficult for the state to support its public services. According to one university administrator, "Texas is a state that is allergic to taxes," and the citizens make many demands that they are unwilling to pay for.

State General Revenue Appropriations in 1996-97 were $44.5 billion, an increase of 11.1 percent over 1994-95.

A rising prison population, increased federal mandates, and court-ordered reforms in public schools, prisons, and mental health facilities have prompted increased spending in these areas. A recent report notes that the state's revenue system is not keeping pace with the state economy's expansion.

While funding for higher education increased during the five years prior to our visit, some individuals said that higher education has been and will continue to be squeezed in the state budget process, as it is one of the few areas in which the Legislature has discretion about how much money to spend. Many other areas of the budget have spending amounts mandated by court order. Higher education has not seen the decreases in actual dollars in Texas that it has seen in other states, but it has lost in its total share of the state budget. Between 1984-85 and 1994-95, the state's allocation to public higher education as a percentage of total tax revenues went from 18.4 percent to 12.2 percent. Per student general revenue appropriations over this decade increased from $4,043 to $4,690, a 16 percent increase. When inflation is taken into account, however, per student appropriations in constant 1984 dollars decreased by 16 percent between 1984-85 and 1994-95. General revenue funding for higher education in the 1996-1997 biennium was $6,288.8 million, an increase of $428.9 million, or 7.3 percent over the previous biennium.

There is concern among higher education officials that increasing demands for other state services, such as corrections, K-12 education, and welfare programs will continue to eat away at higher education's share of the budget. Additional concerns are raised by the impending changes due to the "devolution" of federal programs, which will place increasing pressure on the state to meet social service needs for health and welfare.

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Political Culture

In Texas, Democratic lawmakers controlled the state elected offices for many years. This balance of power shifted somewhat in the 1994 elections. In 1995-96, the Governor was a Republican, the Lieutenant Governor a Democrat. Both the House and Senate were controlled by Democrats, though there were significantly more Republicans after the 1994 election than there had been previously. Several of those we spoke with said that even though the composition of the Legislature is changing in terms of party affiliation, the changes in philosophy of legislators have been minor. The power shifts in Texas, therefore, may be less significant than in some of the other study states.

Several of the individuals we interviewed stressed that state politics are based on local institutions and local issues, and that this creates some resistance to centralization. A legislator, for example, told us that this is a system in which political turf is defended at all costs. "There is a chamber-of-commerce mentality" in most of what is done, said one higher education official. Institutions of higher education, remarked another, "are seen by legislators as the equivalent of a public works project in their district." Some attribute these attitudes to the size of the state and its five distinct regions, divided along geographic lines.

Governor and Lieutenant Governor

Texas is generally referred to as a state with a constitutionally weak Governor. The Governor is described as having very little power in the budget process. The current Governor, Republican George W. Bush, defeated incumbent Democrat Ann Richards in the 1994 elections. The Governor's main power comes through the appointments that he or she makes. Though the Governor does have a line-item veto and has control over numerous statewide appointments, most of our respondents agreed that it is the Lieutenant Governor and the legislative leadership that set policy in Texas.

The Lieutenant Governor, who serves as the head of the state Senate, is regarded as the most powerful elected official in the state. One individual served as Lieutenant Governor for 18 years, adding to the power of that office. He was described by some as almost dictatorial because of his influence in the Legislature. With the ability to appoint the Senate committees, including the all-important fiscal committee chairs, the Lieutenant Governor has significant influence on all state services. The last two individuals who served in the office were described as supportive of higher education, a condition most described as extremely important to the maintenance of state support to higher education over the past two decades.

Legislature

The Texas Legislature meets only once every two years, from January to May. Budgets are developed on a biennial basis. The Senate has only 31 members, so it is, according to one university administrator, "a nice little club," very "collegial." Senators may introduce what are known as "local bills," which in theory affect only the area of the individual who has introduced it. Senatorial courtesy applies to these bills, guaranteeing their passage. Again, this is a reflection of Texas' strong resistance to any centralized decision-making over what are considered to be local issues.

According to the Texas Charter for Public Higher Education, adopted in 1987, the role of the Legislature is to set "broad policy while delegating implementation to appropriate officials." The Legislature's main role with regard to higher education involves financing the public system. It fulfills this role by authorizing funding methods to promote educational quality, demanding accountability, and demanding effective resource management.

The key players in higher education, by most accounts, are the Lieutenant Governor, the Speaker of the House, and the chair of the House Appropriations and Senate Finance Committees. The Governor and the chairs of the House Higher Education Committee and Senate Education Committee are mentioned less frequently as playing a significant role; these two committees deal with issues not related to funding, such as the transfer of institutions from one system to another.

The power of the Legislature relative to the Governor is evidenced by a recent attempt by the Legislature to avoid line-item vetoes in the higher education budget. When a previous Governor threatened to use the line-item veto for certain areas of the higher education budget, the Legislature combined all items into one lump-sum appropriation for higher education. They then provided detailed directions in supplemental language about how the appropriation was to be used. This tied the hands of the Governor, whose only choice would have been to veto the entire higher education appropriation.

The power structure in Texas policy making may best be exemplified by membership on the Legislative Budget Board (LBB), a bipartisan agency charged with preparing the first budget bill in each legislative session. The LBB, established in the state constitution in 1949, includes the Lieutenant Governor and the Speaker of the House, the chairs of the Senate Finance and State Affairs Committees, chairs of the House Appropriations and Ways and Means Committees. Two additional senators are appointed by the Lieutenant Governor and two additional representatives by the Speaker.

The board's bipartisan staff receive an estimate of available revenues from the state comptroller's office, then use that estimate to develop the preliminary budget.

Under the current Lieutenant Governor, the staff of the budget board work closely with the staff of the four main offices in the Senate and House to hammer out the budget. Previously, the legislators themselves were much more hands-on in the development of the budget, holding public hearings and determining budget priorities. Now it is the staff who conduct the public hearings. The LBB staff provide technical assistance to the House Appropriations and Senate Finance Committees.

A number of our respondents pointed out that the proliferation of court mandates in the state present a continuing problem for developing the budget. In putting together a budget, the LBB must first cover everything that is under court order. This includes such things as K-12 education, prisons, etc. According to one university administrator, it basically includes everything except highways and higher education. As a result, the LBB always comes up with a projected deficit for higher education, until a revised revenue estimate is received from the comptroller's office.

The abundance of court mandates may contribute significantly to the inability of the Legislature to respond to crises in the state. Often, the Legislature cannot respond to a crisis because legislators are focusing on other mandates. When that happens, a new mandate often comes from the courts to force the Legislature to attend to the new crisis. This process diminishes the Legislature's flexibility in setting priorities and shifting resources.

It is difficult to talk about priorities in Texas because priorities change from session to session. In the 1995 legislative session, K-12 education was a key focus as the Legislature undertook a sweeping change of the education code. In the previous session, corrections received the most attention. The change in priorities is seen by those we spoke with as somewhat cyclical. But according to one political staff member, higher education is always a priority with the Legislature, even if it is not overtly stated.

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Issues for Higher Education

Most of our respondents agreed that access is and will continue to be a key issue for the state in terms of higher education. Currently, there are approximately 800,000 students enrolled in public higher education in the state, with about 50 percent enrolled in community colleges. The 50 public community college districts, the public technical college system, and three of the public universities are considered open-admissions institutions.

The traditional emphasis on access to higher education in Texas is becoming more and more problematic with the increasing diversity of the youth population. Projections of enrollment growth over the next decade show that if minority participation in higher education remains at the same level that it is today, the state can expect an increase of 100,000 to 250,000 students. If minority participation rates were to increase to the same level as participation rates for Anglos today, the growth would be about 400,000 students, a 50 percent increase.

During the state's recession in the mid-1980s, the Legislature, in recognizing the role of higher education in economic development, began to consider access to state colleges and universities as a key component in improving the state's long-term economic performance. According to a community college representative, work-force training and addressing the literacy problem in the state are now key priorities for higher education-in order to enhance economic development. Several university administrators pointed to the need to improve the preparation of students coming out of high schools if the state is to maintain its commitment to access. According to a university president, the number of high school dropouts and the poor test scores coming from high school students must be addressed if the state is going to compete on a national and international level. Several administrators indicated that they are working with local schools in partnership activities to improve the preparation of high school students.

Enhancing the participation of minority students in higher education will also be critical to the continued economic development of the state and each of its regions. Currently, nearly 23 percent of the state's Hispanic students and 20 percent of African-American students fail to finish high school.

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